Wednesday, October 3, 2018

Strategies Behind Implementing Risk Management Programs


Abstract
This paper aims at assisting in managing Information Technology related risks. Many organizations have created frameworks for providing guidelines on strategies they will employ in their risk management program. The aim of most of these IT risk frameworks is to aid in implementing IT governance so that they may use it in enhancing risk management. Several strategies have been put forth to deal with risky internal or external events to the firm. Internal events may include project failures, operational IT incidents, and mergers. External events include the effects of new technology, competitors, change in market situations, and new policies and regulations affecting the IT. All of the events mentioned earlier pose the risk, and there is a need for a program for assessing and responding to such incidents. Since IT risks are part of business risks, the risk management program is usually designed to execute, manage, analyze, control and report on risk issues within IT. It is crucial to a firm’s overall risk management skills and effectiveness. If successful, a risk management program provides the stakeholders, project manager, system analysts, executives, programmers and other project contributors with confidence that Information Technology can deliver business value in an efficient and secure way, while ensuring data integrity, availability, and confidentiality gets maintained.
The Risk Management Program (RMP)
The process of developing and managing the RMP demands good skills in communication ad negotiation, creativity, risk management, planning and time management. The manager’s support and powerful ability are highly required in this program. Also, the set results should be measurable for the program to work well. The program will provide guidelines for practitioners on the possible strategies used in risk management, as well as understand the basic goals to manage risks.
Usually, the RMP strategies are displayed on a pyramid, where the strategy of high priority stays on top. To begin with, business drivers are very crucial in risk management. Business drivers include all those positive factors, resources or processes that are responsible for an improvement or success of the firm. Many companies do not clearly identify the key business drivers that are necessary for risk management program. When they do not align business drivers with the business goals and directives, then confusion may occur during communication of the risk vision.
The risk management program officials may define and set the policies and guidelines together with the working groups of the IT. The development of such guidelines should get managed while ensuring that the decision-making processes is fair amongst the stakeholders. An effective risk management program specifies the persons who own and are accountable for the definition of organization policies and standards and provides solutions and guidance in designing them(Gantz&Philpott, 2013). 
Risk governance aspect is still essential in that it ensures that the risk management actions are added to the enterprise, thus enabling it to gain a high risk-adjusted return. In this case, a strong leader should get chosen to manage the program and in the process, be able to identify the risks that exist in different views of management- from the enterprise level, country and different lines of businesses. Risk identification of various views usually provides a running start for the program.
Tools and technology are yet other important aspects. They both vary regarding abilities and maturity. Most organizations may develop risk management systems or use commercial risk management software. Sometimes they process their requirements with reporting tools capable of aggregating different risk elements. However, it is paramount that the organizations reassess the tools to ensure that they provide relevant reports concerning the level of risk management as well as reporting on the measures in case a threat or vulnerability occurs (Lam, 2014). A risk tool should be capable enough to ensure that it supports the design and improvement of data integrity controls for risk data.
Processes and task guidelines present the foundation for execution of risk management program, and they should get connected with the risk management standard. Some of the core processes include risk reporting, risk analysis and assessments, risk mitigation planning, risk measurements and risk acceptance (In Fraser, In Simkins&In Narvaez, 2015). All these risk management processes should get aligned with the IT requirements. In fact, larger organizations seeking to develop the methods consistently, they should use strong communication, training and focus change management processes.
Risk identification and profiling is yet another important aspect. Risk profiling involves finding the highest level of risk depending on the required risk, the capacity of the risk and tolerance of the risk. Risk rating and prioritization are crucial aspects in the effort of the firm in defining and aligning risk management resources in an efficient manner across the program. The last part of risk profiling process involves ensuring that customer has a real risk and return expectations. For this reason, the advisor can get the clients well-informed the decision to execute the strategy (Kouns&Minoli, 2011). On the other hand, risk identification involves discovery, definition, description, documentation and communication of risks before they grow to and adverse and unmanageable level. Some aspects such as Key Risk Indicators (KRIs) should get identified. KRIs should get included in every IT process and domain.
Functional Management structures are appropriate in enabling the firm to move from initiative process to a full program that has enterprise-wide task capabilities for risk management in IT. Many businesses underestimate the required time frame for risk management maturation (Kouns&Minoli, 2011). Mostly, it may take several years from program initialization to successfully manage the risk processes into functional procedures that get included in every area of a large world-class organization. Therefore, organizations should understand the target environment; final state ends the immediate solutions.
Finally, the compliance, monitoring, and reporting is the most important part of the program strategy. In this case, the firm develops its processes to analyze if they comply with the defined policies, standards, procedures and requirements. By monitoring and reporting the management can oversee organization views and explain the risks, vulnerabilities and control issues. During the design of measures for surveillance and reporting, most organization initialize with the end product to ensure that their measures are according to management's vision and requirements (Gantz&Philpott, 2013). Reporting the measures is critical for organizations see the value of the program and to ascertain that the risk management processes get executed.
Conclusion
The process of developing a risk management program usually involves challenging tasks. However, when the program gets designed correctly, it aids in aligning the critical areas so that the risk management objectives get successfully met. Risk management involves a learning process of identifying levels of risks and the solutions. When the program gets successfully implemented, the respective organizations earn so many advantages, not only markets but also in resource management, minimization of expenditure and risk management efficiency.
  
References
Gantz, S. D., &Philpott, D. R. (2013). FISMA and the risk management framework: The new practice of federal cyber security. Boston: Syngress.
In Fraser, J., In Simkins, B. J., & In Narvaez, K. (2015). Implementing enterprise risk management: Case studies and best practices.
Kouns, J., &Minoli, D. (2011). Information Technology Risk Management in Enterprise Environments: A Review of Industry Practices and a Practical Guide to Risk Management Teams. Somerset: Wiley.
Lam, J. (2014). Enterprise risk management: From incentives to controls.


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